Help clients develop securities investment strategies which will allow them meet their financial goals.
Promote financial services to potential clients through advertisements, sales calls, and referrals.
Send buy and sell orders to securities exchanges.
Monitor the performance of security and financial markets to identify the best investment choices.
Responsible for ensuring and maintaining customer satisfaction.
When securities brokers work with clients, they engage in a series of fiduciary relationships requiring them to put their clients’ financial good ahead of their own, while making a profit for the firm that employs them
The broker will then monitor the financial markets, watching the performance of clients’ securities. may contact a client with additional recommendations to buy or sell securities